Financial Markets Law InternationalFMLI Services Matrix
Strategic Regulatory/Operational Compliance
- UK and EU financial markets regulation
- Establishment of new financial institutions
- Compliance methodologies
- Regulatory impact analysis
- Cost benefit analysis
- Five Compliance Forces Analysis
- Compliance policies
- Compliance procedures
- Compliance manuals
- Compliance documentation
- Account opening documentation
- Standard terms of business
- Financial promotion
- Investment management
- Capital adequacy
- Pre inspection reviews
- Compliance remediation
- Risk reviews
- Custodianship
- Stock lending, stock borrowing
- Regulatory liaison
- Senior management
- Training and competence
Money Laundering and Financial Crime Deterrence
- Money laundering deterrence
- Financial fraud deterrence
- Insider dealing
- Market abuse
- Security reviews
- Risk reviews and models
- Standard due diligence
- Enhanced due diligence
- Litigation intelligence
- Chinese walls
- Conflicts of interest
- Investigations
- Money laundering training
Derivative Products and Services
- Financial derivatives
- Commodity derivatives
- Equity derivatives
- Debt derivatives
- Metal derivatives
- Energy derivatives
- Credit derivatives
- Weather derivatives
- Give up agreements
- Clearing agreements
- ISDA
- Trading systems
- Order routing systems
- Web based distribution
Learning Solutions
- Training Needs Analysis
- Training development
- Training delivery
- Training evaluation
- Accelerated Learning
- Computer Based Training programmes
Website Services
- FMLI Sanctions Checker
- FMLI Global Country Risk Analyser
- FMLI Money Laundering Awareness
- FMLI Bloodhound
- FMLI Links
- FMLI Research Assistant
Related Services
- Establishment of trading entities
- E commerce for financial institutions
- Data protection for financial markets
- Financial market privacy and secrecy
